Investment Company Cross Trading
- Agencies
- Securities and Exchange Commission
- Type
- Proposed Rule
- Published
- Document number
- 2026-21037
Read the full document on FederalRegister.gov PDF
Summary
The Securities and Exchange Commission (the "Commission") is proposing to amend the rule under the Investment Company Act of 1940 (the "Investment Company Act") that permits securities transactions between a registered investment company and certain affiliates (referred to as "cross trades"), subject to conditions. The proposed amendments are designed to expand the scope of securities that are eligible for cross trading, modernize the rule's conditions, and enhance investor protection. The Commission also proposes to require aggregated reporting of trading activity and cross trades in Form N- PORT and Form N-MFP.
How it was scored
Scored by jev-1.13.0 on October 15, 2026. A reading describes what the action does, not who issued it, and is based on the summary. Scores are automated and can be wrong. How scoring works